portfolio for the stocktrak

using my data to do the same as the sample I provided

StockTrak report

Yuwen Chen & Brandon Williams

March 2

4

, 2

0

13

#1 U.S.

Market – Buy Equities

–

10

.00

USD /
1.00

Market – Buy Equities

1,000

-10.00

USD /
1.00

Market – Buy Equities

-10.00

USD /
1.00

Market – Buy Equities

-10.00

USD /
1.00

2/21/20139:32 AM

Market – Buy Equities

TC

Thompson Creek Metals Company Inc.

1,000

3.66

-10.00

USD /
1.00

Market – Buy Equities

-10.00

USD /
1.00

1/1 8 / 20 139:30 AM																									Market – Buy Equities	RDS-A	ROYAL DUTCH SHELL PLC						1,000	70.27																																									-1 0.00	-69, 5 67.37																								USD / 1.00
2/11/20139:31 AM	AMZN	Amazon.com Inc.	800	262.31	-211,561.65
2/4/20139:30 AM	SINA	Sina Corporation	56.02	-55,869.15
2/1/20139:32 AM	FB	Facebook Inc.								100	30.87	-3,084.22
	2/21/20139:32 AM		TC		Thompson Creek Metals Company Inc.		3,000		3.66	-11,186.96
-3,728.99
3/13/20139:30 AM			THI	Tim Hortons Inc.				50 0	51.30	-26,304.99

#2 Canada

Market – Buy Equities

-10.00

Market – Buy Equities

1,000

-10.00

CAD /
0.98

Market – Buy Equities

THI

2,000

-10.00

CAD /
0.98

Market – Buy Equities

SJR.B

SHAW COMMUNICATIONS INC

3,000

-10.00

CAD /
0.98

3/20/20139:45 AM

Market – Buy Equities

-10.00

CAD /
0.98

Market – Buy Equities

500

-10.00

CAD /
0.98

Market – Buy Equities

THI

TIM HORTONS INC.

2,000

-10.00

CAD /
0.98

1/18/201310: 49 AM	ODI.UN	O’Leary Canadian Diversified Income Fund				2,000	11.15	-22,300.00							CAD / 0.98
3/1/20139:30 AM		SJR.B		SHAW COMMUNICATIONS INC	24.67	-24,670.00
3/20/20139:46 AM		TIM HORTONS INC.	53.25	– 106 ,500.00
	3/20/20139:45 AM	25.03	-75,090.00
FNV	FRANCO-NEVADA CORP	4,000	45.82	-183,280.00
3/21/20139:44 AM	BMO	BANK OF MONTREAL	63.97	-31,985.00
3/22/20133:45 PM	53.58	-107,160.00

#3 Latin America

Market – Buy Equities

-10.00

Market – Buy Equities

1,000

-10.00

1/18/201310:01 AM	WALMEXV	WAL-MART-V			5,000	41.71	-16,401.42	MXN / 0.08
2/6/20139:00 AM	GOLL4	GOL -PN	14.46	-7,248.77	BRL / 0.50

#4 Europe

Market – Buy Equities

-10.00

Market – Buy Equities

100

-10.00

Market – Buy Equities

ENI

500

-10.00

EUR /
1.30

1/18/20138:24 AM	GPG			10,000	0.32	-5,052.03	GBP / 1.52
1/28/20134:15 AM	VOW	VOLKSWAGEN	174. 88	-23,686.78			EUR / 1.30
3/21/20134:15 AM		ENI	18.13	-12,014.82

#5 Asia

Market – Buy Equities

5,000

-10.00

Market – Buy Equities

600036

CHINA MERCHANTS B

5,000

-10.00

CNY /
0.16

Market – Buy Equities

1,000

-10.00

CNY /
0.16

Market – Buy Equities

500

-10.00

CNY /
0.16

Market – Buy Equities

600036

CHINA MERCHANTS B

2,000

-10.00

CNY /
0.16

Market – Buy Equities

10,000

-10.00

1/17/20139:43 PM			600036			CHINA MERCHANTS B	13.30	-10,546.28					CNY / 0.16
1/27/20139:30 PM	13.89	-11,230.24
2/3/20139:30 PM	600862	Nantong Science & Technology Investment Group CoLt	3.79	-605.92
2/17/20139:30 PM	600089	TEBIAN ELECTRIC A	8.10	-654.34
3/19/20139:30 PM	12.60	-4,165.48
3/19/201310:00 PM	2007	COUNTRY GARDEN	3.80	-5,027.12	HKD / 0.13

#6 Short a U.S. or Canadian stock

0.00

USD /
1.00

Short Proceeds Equities

0

0.00

0.00

USD /
1.00

3/21/20139:30 AM

Short Proceeds Equities

IBM

International Business Machines Corporation

0

0.00

21,735.93

1/25/20139:30 AM

GOOG

Google Inc.

7,556.16

#7 Buy or write a U.S. option

100

-10.00

USD /
1.00

2/19/20133:02 PM

Market – Buy Options

RUT1320D1000

Russell 2000

0.80

-8,104.55

#8 Buy a U.S. Mutual fund

-10.00

USD /
1.00

Market – Buy MutualFunds

-10.00

USD /
1.00

Market – Buy MutualFunds

-10.00

USD /
1.00

Market – Buy MutualFunds

AMECX

AMERICAN FUNDS INC (A)

-10.00

USD /
1.00

1/25/20136:45 PM				Market – Buy MutualFunds		AMECX		AMERICAN FUNDS INC (A)	5	18.70	-100.62
3/20/20136:50 PM	PGSCX	Pacific Advisors Small Cap Fund C Shares	49	40.73	-2,052.97
3/20/20136:49 PM	FGMAX	FEDERATED GNMA TRUST	88	11.34	-1,026.48
3/21/20136:45 PM	106	18.89	-2,049.18

#9 Buy or Short a futures contract, from U.S.

-10.00

0.00

USD /
1.00

Market – Buy Futures

-10.00

0.00

USD /
1.00

Market – Buy Futures

-10.00

0.00

USD /
1.00

Market – Buy Futures

-10.00

0.00

USD /
1.00

Market – Buy Futures

100

-10.00

0.00

USD /
1.00

Market – Buy Futures

100

-10.00

0.00

USD /
1.00

2/28/20134:47 PM

Market – Buy Futures

GC/J3

GOLD APR 13

10

1,579.60

2/15/20134:07 PM

GC/G3

GOLD FEB 13

4

1,608.30

3/13/20134:47 AM

KC/K3

COFFEE MAY 13

20

1.43

3/20/20136:15 PM

LE/J3

LV APR 13

50

1.26

3/20/20136:12 PM

FC/H3

FCATL MAR 13

1.36

3/20/20136:10 PM

TU/H3

2Y MAR 13

110.11

#10 Buy or Short a futures contract, from Europe

Market – Buy Futures

100

-10.00

0.00

EUR /
1.30

3/20/20136:11 PM

ED/M3

EURO-D JUN 13

99.67

#11 Buy or Short a U.S. Futures Option.

-10.00

USD /
1.00

2/15/20136:00 PM

Market – Buy FutureOptions

OZCZ13C5700

Corn 12/2013 5.7 CALL

8

0.45

-18,169.74

#12 Buy a U.S. bond

100

-10.00

USD /
1.00

Market – Buy Bonds

10

-10.00

USD /
1.00

1/25/20136:00 PM		Market – Buy Bonds	B-SPLS-9.750-15012014	STAPLES INC	1,085.88	-109,507.36
3/20/20137:00 PM	B-BAC-4.9-01052013	Bank of America	1,003.46	-10,489.14

#13 Buy a U.S. Spot

1/25/20139:30 AM

100

-10.00

USD /
1.00

Market – Buy Spots

GC/1

GOLD

1,658.11

-167,030.32

Transaction History

0.00

– Spots

C/1

CORN

0

0.00

0.00

7.71

USD /
1.00

– Spots

C/1

CORN

0

0.00

0.00

7.71

USD /
1.00

– Spots

C/1

CORN

0

0.00

0.00

7.71

USD /
1.00

– Spots

C/1

CORN

0

0.00

0.00

7.71

USD /
1.00

USD /
1.00

3/25/2013
11:47 AM

Market – Sell Spots

-10

.00

USD /
1.00

0

0.00

0.00

USD /
1.00

3/25/2013
11:44 AM

VNDA

Vanda Pharmaceuticals Inc.

-10.00

USD /
1.00

3/25/2013
11:44 AM

-10.00

USD /
1.00

Market – Sell Equities

-10.00

USD /
1.00

Market – Sell Equities

-10.00

USD /
1.00

Short Proceeds Equities

VNDA

Vanda Pharmaceuticals Inc.

0

0.00

0.00

USD /
1.00

GSK

GlaxoSmithKline

10

-10.00

USD /
1.00

3/22/2013
1:00 PM

Market – Buy Equities

GSK

GlaxoSmithKline

10

46.50

-10.00

-475.56

USD /
1.00

Market – Buy Equities

BMY

Bristol-Myers Squibb Company

-10.00

USD /
1.00

Market – Buy Equities

PFE

Pfizer Inc.

10

-10.00

USD /
1.00

CL/1

OIL CRUDE (SWEET) 7/09

-10.00

USD /
1.00

3/20/2013

9:30 AM

Market – Sell Spots

CL/1

OIL CRUDE (SWEET) 7/09

-1

93.01

-10.00

USD /
1.00

-10

-10.00

USD /
1.00

Market – Sell Futures

-1

0.00

USD /
1.00

3/19/2013
6:20 PM

10

0.00

USD /
1.00

Market – Sell Equities

-5

-10.00

Market – Sell Equities

-10

-10.00

USD /
1.00

Market – Buy Equities

LIGT3

LIGHT S/A -ON

-10.00

BRL /
0.50

KC/H3

COFFEE MAR 13

1

-10.00

0.00

USD /
1.00

Market – Buy Futures

YG/J3

MINGLD APR 13

10

-10.00

0.00

USD /
1.00

Market – Buy Spots

CL/1

OIL CRUDE (SWEET) 7/09

1

-10.00

USD /
1.00

3/18/2013
12:47 PM

Market – Buy Spots

1

-10.00

USD /
1.00

Market – Buy Spots

C/1

CORN

1

-10.00

USD /
1.00

Market – Buy Spots

1

-10.00

USD /
1.00

Market – Buy Spots

GC/1

GOLD

5

-10.00

USD /
1.00

Z./H3

DJINDU MAR 13

-10

-10.00

0.00

USD /
1.00

Market – Buy Equities

LLY

Eli Lilly and Company

10

-10.00

USD /
1.00

Market – Sell Spots

-10

-10.00

USD /
1.00

Market – Sell Equities

-100

-10.00

USD /
1.00

Short Proceeds Equities

0

0.00

0.00

USD /
1.00

3/15/2013

9:31 AM

Market – Cover Equities

XOM

Exxon Mobil Corporation

100

-10.00

USD /
1.00

-10.00

USD /
1.00

Market – Buy Equities

JPM

JPMorgan Chase & Co.

100

-10.00

USD /
1.00

Market – Buy Spots

SI/Y

SILVER 5000 OZ. SPOT

10

-10.00

USD /
1.00

Short Proceeds Equities

XOM

Exxon Mobil Corporation

0

0.00

0.00

USD /
1.00

Market – Sell Futures

-10

-10.00

USD /
1.00

Market – Sell Futures

-100

-10.00

USD /
1.00

Market – Sell Bonds

-10

-10.00

USD /
1.00

3/8/2013
6:01 PM

B-ADBE-4.75-01022020

ADOBE SYSTEMS INC

100

-10.00

USD /
1.00

3/8/2013
6:01 PM

Market – Buy Bonds

B-ADBE-4.75-01022020

ADOBE SYSTEMS INC

100

1,112.88

-10.00

-114,949.04

USD /
1.00

3/8/2013
6:01 PM

Market – Buy Bonds

B-ADBE-4.75-01022020

ADOBE SYSTEMS INC

100

1,112.88

-10.00

-114,949.04

USD /
1.00

3/8/2013
6:01 PM

Market – Buy Bonds

B-ADBE-4.75-01022020

ADOBE SYSTEMS INC

1

1,112.88

-10.00

USD /
1.00

Market – Sell Bonds

B-ADBE-4.75-01022020

ADOBE SYSTEMS INC

-100

1,112.88

-10.00

USD /
1.00

Market – Buy Futures

SP/H3

S&P500 MAR 13

10

-10.00

0.00

USD /
1.00

Market – Buy Futures

DX/H3

USDIDX MAR 13

100

-10.00

0.00

USD /
1.00

Market – Sell Spots

SI/Y

SILVER 5000 OZ. SPOT

-100

-10.00

USD /
1.00

Market – Sell Equities

-10.00

USD /
1.00

C/1

CORN

0

0.00

0.00

USD /
1.00

3/8/2013
9:30 AM

C/1

CORN

100

-10.00

USD /
1.00

Market – Buy Bonds

B-AA-5.25-15032014

Alcoa

10

-10.00

USD /
1.00

Short Proceeds Equities

0

0.00

0.00

USD /
1.00

3/7/2013
12:52 PM

Market – Cover Equities

JBLU

JetBlue Airways Corporation

100

-10.00

USD /
1.00

-10

-10.00

USD /
1.00

3/2 5 /2 0 1 3 2:37 PM					– Spots								C/1								CORN																			0																																																0.00					7.71																																																																																					USD / 1.00
3/25/2013 2:31 PM
3/25/2013 12 :33 PM
3/25/2013 12:16 PM
3/25/2013 12:01 PM
	3/25/2013 11:47 AM							Market – Sell Spots				CL/1				OIL CRUDE (SWEET) 7/09			-1	93.71																																																																														– 10 .00	95.77
				GC/1					GOLD		-5	1,602.28	8,187.43
		3/25/2013 11:44 AM										Short Proceeds Equities			VNDA			Vanda Pharmaceuticals Inc.	– 39.89
				Market – Cover Equities												10	4.00	-0.99
												Market – Sell Equities			GSK			GlaxoSmithKline	-20	46.27	945.73
3/25/2013 11:44 AM				BMY				Bristol-Myers Squibb Company													– 100	40.22	4,110.37
3/25/2013 11:43 AM		PFE		Pfizer Inc.									-10	28.22	288.40
3/22/2013 1:03 PM	39.89
	3/22/2013 1:00 PM																Market – Buy Equities		46.50		-475.56
3/22/2013 12:59 PM																						100	40.33	-4,124.57
3/22/2013 12:58 PM	28.37	-290.14
	3/20/2013 9:30 AM									Market – Buy Spots							1		93.01	– 95.35
95.35
3/20/2013 8:10 AM						Market – Sell Futures		YG/J3		MINGLD APR 13	1,607.10	338.39
	3/19/2013 6:20 PM		KC/H3		COFFEE MAR 13	1.40	2,350.01
Market – Cover Futures		Z./H3		DJINDU MAR 13	14,540.00	-513.66
3/19/2013 9:48 AM		LIGT3		LIGHT S/A -ON	20.45	52.90		BRL / 0.50
3/19/2013 9:30 AM		LLY		Eli Lilly and Company	54.66	560.39
3/18/2013 1:41 PM		5	20.54	-52.77
3/18/2013 1:10 PM						Market – Buy Futures	1.34
3/18/2013 12:51 PM	1,606.10
	3/18/2013 12:47 PM	93.33	-95.38
			W/Y				WHEAT MAR 11	7.07	-7.23
3/18/2013 12:46 PM	7.14	-7.29
3/18/2013 12:46 PM	S/1	SOYBEANS 7/09	14.06	-14.37
3/15/2013 3:53 PM	1,591.92	-8,118.73
3/15/2013 3:52 PM	Market – Short Futures	14,535.00
3/15/2013 3:51 PM	54.81	-559.06
3/15/2013 3:16 PM					SI/Y					SILVER 5000 OZ. SPOT	28.76	293.37
3/15/2013 3:15 PM		JPM		JPMorgan Chase & Co.	49.89	5,088.74
	3/15/2013 9:31 AM			XOM			Exxon Mobil Corporation	– 9,136.23
89.37	28.00
3/12/2013 6:02 PM				Market – Sell Bonds							B-ADBE-4.75-01022020							ADOBE SYSTEMS INC	-301	1,115.07	345,910.71
3/12/2013 2:32 PM	50.13	-5,142.59
3/12/2013 2:30 PM	29.24	-299.96
3/12/2013 2:29 PM	9,136.23
3/12/2013 2:27 PM		SP/H3		S&P500 MAR 13	1,548.50	1,538.78
3/12/2013 2:26 PM		DX/H3		USDIDX MAR 13	82.62	-18,978.25
				3/8/2013 6:01 PM		B-AA-5.25-15032014		Alcoa	1,395.00	14,607.86
						Market – Buy Bonds					1,112.88			– 114,949.04
-1,149.49
3/8/2013 6:00 PM	114,949.04
3/8/2013 1:21 PM	1,547.90
3/8/2013 1:19 PM	82.80
3/8/2013 1:16 PM	28.99	2,977.91
3/8/2013 1:12 PM			GOOG			Google Inc.	-1,100	828.09	935,694.92
	3/8/2013 9:30 AM					Short Proceeds Spots	-725.32
		Market – Cover Spots	7.13	-6.08
3/7/2013 6:02 PM	1,407.60	-14,746.63
	3/7/2013 12:52 PM			JBLU			JetBlue Airways Corporation	-660.42
6.43	-2.13
3/7/2013 12:20 PM	Market – Sell Options	SPY1308C136	SPDR S&P500 ETF Trust Units Series -1- ETF	18.53	19,093.25

Short Proceeds Equities

JBLU

JetBlue Airways Corporation

0

0.00

0.00

USD /
1.00

Short Proceeds Spots

GC/1

GOLD

0

0.00

0.00

USD /
1.00

3/5/2013
9:30 AM

Market – Cover Spots

GC/1

GOLD

100

-10.00

USD /
1.00

3/5/2013
9:30 AM

Short Proceeds Spots

W/Y

WHEAT MAR 11

0

0.00

0.00

USD /
1.00

3/5/2013
9:30 AM

Market – Cover Spots

W/Y

WHEAT MAR 11

100

-10.00

USD /
1.00

Market – Buy Bonds

B-ADBE-4.75-01022020

ADOBE SYSTEMS INC

100

-10.00

USD /
1.00

Short Proceeds Spots

W/Y

WHEAT MAR 11

0

0.00

0.00

USD /
1.00

Short Proceeds Equities

0

0.00

0.00

2/28/2013
11:05 AM

Market – Cover Equities

PHX

PHX Energy Services Corp.

100

-10.00

CAD /
0.98

Short Proceeds Equities

Market – Buy Equities

10

-10.00

USD /
1.00

Market – Sell Equities

-100

-10.00

Market – Sell Bonds

-10

-10.00

USD /
1.00

Market – Sell Spots

SI/Y

SILVER 5000 OZ. SPOT

-10.00

USD /
1.00

-10.00

USD /
1.00

Market – Sell Spots

-1,000

-10.00

USD /
1.00

Market – Sell Futures

-100

-10.00

USD /
1.00

Market – Buy Equities

GOOG

Google Inc.

-10.00

USD /
1.00

Market – Sell Equities

-100

-10.00

CAD /
0.98

Market – Sell Equities

-100

-10.00

USD /
1.00

Market – Sell Equities

-100

-10.00

Market – Sell Equities

BMY

Bristol-Myers Squibb Company

-100

-10.00

USD /
1.00

Short Proceeds Equities

0

0.00

0.00

CAD /
0.98

2/7/2013
10:46 AM

Market – Cover Equities

MB

MEGA BRANDS INC

1,000

-10.00

CAD /
0.98

Short Proceeds Equities

MB

MEGA BRANDS INC

0

0.00

0.00

CAD /
0.98

Market – Sell Equities

MB

MEGA BRANDS INC

-100

-10.00

CAD /
0.98

Short Proceeds Spots

GC/1

GOLD

0

0.00

0.00

USD /
1.00

Market – Buy Equities

TAO

TAG Oil Ltd.

100

-10.00

CAD /
0.98

Market – Buy Equities

OREX

Orexigen Therapeutics Inc.

100

-10.00

USD /
1.00

Market – Buy Equities

BMY

Bristol-Myers Squibb Company

100

-10.00

USD /
1.00

FCNTX

FIDELITY CONTRA FUND

-10.00

USD /
1.00

Market – Sell Futures

-100

0.00

USD /
1.00

Market – Buy Bonds

B-FNF-7.625-15072017

FIDELITY NATIONAL INFORM

10

-10.00

USD /
1.00

Market – Buy Spots

GBP=

GBP / USD SPOT

1,000

1.57

-10.00

USD /
1.00

Market – Buy Equities

WALMEXV

WAL-MART-V

100

-10.00

MXN /
0.08

Market – Buy Futures

FF/F3

30DFED JAN 13

100

99.86

-10.00

0.00

USD /
1.00

Market – Buy Futures

FC/H3

FCATL MAR 13

100

-10.00

0.00

USD /
1.00

Market – Buy Equities

500325

RELIANCE

100

-10.00

INR /
0.02

Market – Buy Spots

SI/Y

SILVER 5000 OZ. SPOT

1,000

-10.00

USD /
1.00

Market – Buy Equities

MB

MEGA BRANDS INC

100

-10.00

CAD /
0.98

1/28/2013
1:14 PM

Market – Buy Equities

GOOG

Google Inc.

100

-10.00

USD /
1.00

3/5/2013 9:31 AM	653.04
			3/5/2013 9:30 AM	– 166,475.70
1,582.32	4,003.18
– 732.67
6.94	20.07
2/28/2013 6:10 PM	1,117.58	-115,575.17
2/28/2013 11:07 AM	732.67
	2/28/2013 11:05 AM		PHX		PHX Energy Services Corp.	-869.00									CAD / 0.98
9.02	-33.00
2/27/2013 9:44 AM
2/27/2013 9:30 AM	EXAC	Exactech, Inc.	18.82	-193.28
2/25/2013 9:55 AM		WALMEXV		WAL-MART-V	39.30	317.54		MXN / 0.08
2/14/2013 6:02 PM		B-FNF-7.625-15072017		FIDELITY NATIONAL INFORM	1,081.41	10,883.39
2/14/2013 11:18 AM		– 1,000	30.53	30,542.22
2/12/2013 6:04 PM	Market – Sell MutualFunds		FCNTX		FIDELITY CONTRA FUND	-12	80.99	996.96
2/12/2013 1:52 PM		GBP=		GBP / USD SPOT		1.57	1,569.92
2/12/2013 1:51 PM		FC/H3		FCATL MAR 13	1.43	-338,345.86
2/12/2013 1:48 PM				1,000	782.74	-784,701.75
2/12/2013 1:47 PM		TAO		TAG Oil Ltd.	4.31	431.00
2/12/2013 9:30 AM		OREX		Orexigen Therapeutics Inc.	5.69	571.92
2/8/2013 10:45 PM		500325		RELIANCE	861.30	1,614.83		INR / 0.02
2/8/2013 12:19 PM	36.82	3,690.49
	2/7/2013 10:46 AM					MB					MEGA BRANDS INC	– 10,080.00
10.17	-90.00
2/6/2013 2:38 PM	10,080.00
2/6/2013 2:37 PM	10.07	1,007.00
2/5/2013 11:13 AM	166,475.70
2/5/2013 11:09 AM	4.41	-441.00
2/5/2013 11:07 AM	6.11	-609.84
2/5/2013 11:02 AM	37.01	-3,693.98
2/1/2013 6:48 PM	Market – Buy MutualFunds	12	81.40	-996.71
2/1/2013 6:01 PM		FF/F3		30DFED JAN 13		99.86	-12,458.89
2/1/2013 6:00 PM	1,083.75	-10,835.17
2/1/2013 12:20 PM	-1,572.96
2/1/2013 12:15 PM	41.46	-327.98
1/29/2013 12:49 PM
1/29/2013 12:48 PM	1.49
1/28/2013 10:53 PM	896.95	-1,677.22
1/28/2013 3:51 PM	30.94	-31,143.95
	1/28/2013 1:14 PM	10.85	-1,085.00
749.41	-75,507.30

Sheet

1

/13

0 0

1

3/25/13 – Spots C/1 CORN 0 0 0 7.71 USD /

1

3/25/13 – Spots C/1 CORN 0 0 0 7.71 USD /

:33 PM

1

3/25/13 – Spots C/1 CORN 0 0 0 7.71 USD /

1

3/25/13 – Spots C/1 CORN 0 0 0 7.71 USD /

1

3/25/13

USD /

7 AM

1

3/25/13 Market – Sell Spots

USD /

11:47 AM 1

3/25/13

0 0 0

USD /

1

3/25/13

VNDA Vanda Pharmaceuticals Inc. 10 4 -10

USD /

11:44 AM 1

3/25/13

-10

USD /

11:44 AM 1

3/25/13 Market – Sell Equities

-10

USD /

11:44 AM 1

3/25/13 Market – Sell Equities

-10

-10

USD /

1

Short Proceeds Equities VNDA Vanda Pharmaceuticals Inc. 0 0 0 39.89 USD /

1

3/22/13

GSK GlaxoSmithKline 10

-10

USD /

1

3/22/13 Market – Buy Equities GSK GlaxoSmithKline 10 46.5 -10 -475.56 USD /
1:00 PM 1

3/22/13 Market – Buy Equities BMY Bristol-Myers Squibb Company 100

-10

USD /

1

3/22/13 Market – Buy Equities PFE Pfizer Inc. 10

-10

USD /

1

CL/1 OIL CRUDE (SWEET) 7/09 1

-10

USD /

1

3/20/13 Market – Sell Spots CL/1 OIL CRUDE (SWEET) 7/09 -1 93.01 -10 95.35 USD /

9:30 AM 1

3/20/13

-10

-10

USD /

1

Market – Sell Futures

-1

0

USD /

1

3/19/13

10

0

USD /

6:20 PM 1

3/19/13 Market – Sell Equities

-5

-10

3/19/13 Market – Sell Equities

-10

-10

USD /

9:30 AM 1

Market – Buy Equities LIGT3 LIGHT S/A -ON 5

-10

BRL /

0.5

3/18/13

KC/H3 COFFEE MAR 13 1

-10 0 USD /

1

3/18/13 Market – Buy Futures YG/J3 MINGLD APR 13 10

-10 0 USD /

1

3/18/13 Market – Buy Spots CL/1 OIL CRUDE (SWEET) 7/09 1

-10

USD /

1

3/18/13 Market – Buy Spots

1

-10

USD /

12:47 PM 1

3/18/13 Market – Buy Spots C/1 CORN 1

-10

USD /

1

3/18/13 Market – Buy Spots

1

-10

USD /

12:46 PM 1

Market – Buy Spots GC/1 GOLD 5

-10

USD /

1

3/15/13

Z./H3 DJINDU MAR 13 -10

-10 0 USD /

1

3/15/13 Market – Buy Equities LLY Eli Lilly and Company 10

-10

USD /

1

3/15/13 Market – Sell Spots

-10

-10

USD /

1

3/15/13 Market – Sell Equities

-10

USD /

1

3/15/13 Short Proceeds Equities

0 0 0

USD /

1

3/15/13 Market – Cover Equities XOM Exxon Mobil Corporation 100

-10 28 USD /

9:31 AM 1

-10

USD /

1

3/12/13 Market – Buy Equities JPM JPMorgan Chase & Co. 100

-10

USD /

1

3/12/13 Market – Buy Spots SI/Y SILVER 5000 OZ. SPOT 10

-10

USD /

1

3/12/13 Short Proceeds Equities XOM Exxon Mobil Corporation 0 0 0 9,136.23 USD /

1

3/12/13 Market – Sell Futures

-10

-10

USD /

1

3/12/13 Market – Sell Futures

-100

-10

USD /

1

Market – Sell Bonds

-10

-10

USD /

1

3/8/13

B-ADBE-4.75-01022020 ADOBE SYSTEMS INC 100

-10

USD /

6:01 PM 1
3/8/13 Market – Buy Bonds B-ADBE-4.75-01022020 ADOBE SYSTEMS INC 100 1,112.88 -10 -114,949.04 USD /
6:01 PM 1
3/8/13 Market – Buy Bonds B-ADBE-4.75-01022020 ADOBE SYSTEMS INC 100 1,112.88 -10 -114,949.04 USD /
6:01 PM 1

3/8/13 Market – Buy Bonds B-ADBE-4.75-01022020 ADOBE SYSTEMS INC 1 1,112.88 -10

USD /

6:01 PM 1

3/8/13 Market – Sell Bonds B-ADBE-4.75-01022020 ADOBE SYSTEMS INC -100 1,112.88 -10 114,949.04 USD /

1

3/8/13 Market – Buy Futures SP/H3 S&P500 MAR 13 10

-10 0 USD /

1

3/8/13 Market – Buy Futures DX/H3 USDIDX MAR 13 100

-10 0 USD /

1

3/8/13 Market – Sell Spots SI/Y SILVER 5000 OZ. SPOT -100

-10

USD /

1

3/8/13 Market – Sell Equities

-10

USD /

1

3/8/13

C/1 CORN 0 0 0

USD /

9:30 AM 1

3/8/13

C/1 CORN 100

-10

USD /

9:30 AM 1

Market – Buy Bonds B-AA-5.25-15032014 Alcoa 10

-10

USD /

6:02 PM 1

3/7/13 Short Proceeds Equities

0 0 0

USD /

1

3/7/13 Market – Cover Equities JBLU JetBlue Airways Corporation 100

-10

USD /

12:52 PM 1

3/7/13

-10

-10

USD /

1

Short Proceeds Equities JBLU JetBlue Airways Corporation 0 0 0

USD /

9:31 AM 1

3/5/13 Short Proceeds Spots GC/1 GOLD 0 0 0

USD /

9:30 AM 1

3/5/13 Market – Cover Spots GC/1 GOLD 100

-10

USD /

9:30 AM 1

3/5/13 Short Proceeds Spots W/Y WHEAT MAR 11 0 0 0

USD /

9:30 AM 1

3/5/13 Market – Cover Spots W/Y WHEAT MAR 11 100

-10

USD /

9:30 AM 1

Market – Buy Bonds B-ADBE-4.75-01022020 ADOBE SYSTEMS INC 100

-10

USD /

1

2/28/13 Short Proceeds Spots W/Y WHEAT MAR 11 0 0 0 732.67 USD /

1

2/28/13 Short Proceeds Equities

0 0 0

2/28/13 Market – Cover Equities PHX PHX Energy Services Corp. 100

-10

CAD /

11:05 AM 0.98

Short Proceeds Equities PHX PHX Energy Services Corp. 0 0 0 869 CAD /

0.98

2/27/13 Market – Buy Equities

10

-10

USD /

9:30 AM 1

Market – Sell Equities

-100

-10

Market – Sell Bonds

-10

1

-10

USD /

6:02 PM 1

2/14/13 Market – Sell Spots SI/Y SILVER 5000 OZ. SPOT

-10

USD /

1

-10

USD /

1

2/12/13 Market – Sell Spots

-1,000

-10

USD /

1

2/12/13 Market – Sell Futures

-100

-10

USD /

1

2/12/13 Market – Buy Equities GOOG Google Inc. 1,000

-10

USD /

1

2/12/13 Market – Sell Equities

-100

-10

CAD /

0.98

2/12/13 Market – Sell Equities

-100

-10

USD /

9:30 AM 1

Market – Sell Equities

-100

-10

2/8/13 Market – Sell Equities BMY Bristol-Myers Squibb Company -100

-10

USD /

1

Short Proceeds Equities

0 0 0

CAD /

0.98

2/7/13 Market – Cover Equities MB MEGA BRANDS INC 1,000

-10

CAD /

10:46 AM 0.98

Short Proceeds Equities MB MEGA BRANDS INC 0 0 0 10,080.00 CAD /

0.98

2/6/13 Market – Sell Equities MB MEGA BRANDS INC -100

-10

CAD /

2:37 PM 0.98

Short Proceeds Spots GC/1 GOLD 0 0 0 166,475.70 USD /

1

2/5/13 Market – Buy Equities TAO TAG Oil Ltd. 100

-10

CAD /

0.98

2/5/13 Market – Buy Equities OREX Orexigen Therapeutics Inc. 100

-10

USD /

11:07 AM 1

2/5/13 Market – Buy Equities BMY Bristol-Myers Squibb Company 100

-10

USD /

1

FCNTX FIDELITY CONTRA FUND 12 81.4 -10

USD /

1

2/1/13 Market – Sell Futures

-100

0

USD /

6:01 PM 1

2/1/13 Market – Buy Bonds B-FNF-7.625-15072017 FIDELITY NATIONAL INFORM 10

-10

USD /

6:00 PM 1

2/1/13 Market – Buy Spots GBP= GBP / USD SPOT 1,000 1.57 -10

USD /

12:20 PM 1

2/1/13 Market – Buy Equities WALMEXV WAL-MART-V 100

-10

MXN /

0.08

Market – Buy Futures FF/F3 30DFED JAN 13 100 99.86 -10 0 USD /

1

1/29/13 Market – Buy Futures FC/H3 FCATL MAR 13 100

-10 0 USD /

1

Market – Buy Equities 500325 RELIANCE 100

-10

INR /

0.02

1/28/13 Market – Buy Spots SI/Y SILVER 5000 OZ. SPOT 1,000

-10

USD /

3:51 PM 1

1/28/13 Market – Buy Equities MB MEGA BRANDS INC 100

-10

CAD /

0.98

1/28/13 Market – Buy Equities GOOG Google Inc. 100

-10

USD /

1:14 PM 1

											3/2		5					– Spots								C/1								CORN																																																																						0					7.71																																																																																					USD /
	2:37 PM
2:31 PM
	12
12:16 PM
12:01 PM
						Market – Sell Spots				CL/1				OIL CRUDE (SWEET) 7/09			-1	93.71		–												10	95.77
	11:	4
				GC/1					GOLD		-5	1,602.	28																																																																																					-10	8,187.43
									Short Proceeds Equities			VNDA			Vanda Pharmaceuticals Inc.	–	39.89
			11:44 AM
				Market – Cover Equities	-0.99
												Market – Sell Equities			GSK			GlaxoSmithKline	-20	46.27	945.73
			BMY				Bristol-Myers Squibb Company	–																						100	40.22	4,110.37
	PFE		Pfizer Inc.	28.22	288.4
11:43 AM
				3/22/13
1:03 PM
															Market – Buy Equities		46.5		-475.56
	1:00 PM
40.33	-4,124.57
12:59 PM
28.37	-290.14
12:58 PM
		3/20/13									Market – Buy Spots		93.01	–	95.35
										9:30 AM
					Market – Sell Futures		YG/J3		MINGLD APR 13	1,607.10	338.39
8:10 AM
			3/19/13		KC/H3		COFFEE MAR 13	1.4	2,350.01
	6:20 PM
Market – Cover Futures		Z./H3		DJINDU MAR 13	14,540.00	-513.66
	LIGT3		LIGHT S/A -ON	20.45	52.9		BRL /
9:48 AM		0.5
	LLY		Eli Lilly and Company	54.66	560.39
						3/18/13	20.54	-52.77
1:41 PM
					Market – Buy Futures	1.34
1:10 PM
1,606.10
12:51 PM
93.33	-95.38
	12:47 PM
			W/Y				WHEAT MAR 11	7.07	-7.23
7.14	-7.29
	12:46 PM
S/1	SOYBEANS 7/09	14.06	-14.37
						3/15/13	1,591.92	-8,118.73
3:53 PM
Market – Short Futures	14,535.00
3:52 PM
54.81	-559.06
	3:51 PM
				SI/Y					SILVER 5000 OZ. SPOT	28.76	293.37
3:16 PM
	JPM		JPMorgan Chase & Co.												-100	49.89	5,088.74
3:15 PM
		XOM			Exxon Mobil Corporation	–	9,136.23
		9:31 AM
89.37
					3/12/13				Market – Sell Bonds							B-ADBE-4.75-01022020							ADOBE SYSTEMS INC	-301	1,115.07	345,910.71
		6:02 PM
50.13	-5,142.59
2:32 PM
29.24	-299.96
2:30 PM
2:29 PM
	SP/H3		S&P500 MAR 13	1,548.50	1,538.78
2:27 PM
	DX/H3		USDIDX MAR 13	82.62	-18,978.25
2:26 PM
											3/8/13		B-AA-5.25-15032014		Alcoa	1,395.00	14,607.86
					6:01 PM
						Market – Buy Bonds					1,112.88			–	114,949.04
-1,149.49
	6:00 PM
1,547.90
1:21 PM
82.8
1:19 PM
28.99	2,977.91
1:16 PM
		GOOG			Google Inc.	-1,100	828.09	935,694.92
1:12 PM
				Short Proceeds Spots	-725.32
		Market – Cover Spots	7.13	-6.08
			3/7/13	1,407.60	-14,746.63
		JBLU			JetBlue Airways Corporation	-660.42
	12:52 PM
6.43	-2.13
Market – Sell Options	SPY1308C136	SPDR S&P500 ETF Trust Units Series -1- ETF	18.53	19,093.25
	12:20 PM
				3/5/13	653.04
–	166,475.70
1,582.32	4,003.18
–	732.67
6.94	20.07
			2/28/13	1,117.58	-115,575.17
6:10 PM
	11:07 AM
		PHX			PHX Energy Services Corp.	–	869										CAD /
	11:05 AM										0.98
9.02	-33
	2/27/13
9:44 AM
EXAC	Exactech, Inc.	18.82	-193.28
2/25/13		WALMEXV		WAL-MART-V	39.3	317.54		MXN /
9:55 AM		0.08
	2/14/13		B-FNF-7.625-15072017		FIDELITY NATIONAL INFORM	1,0	81.4	10,883.39
	–				1,000	30.53	30,542.22
11:18 AM
					2/12/13	Market – Sell MutualFunds		FCNTX		FIDELITY CONTRA FUND	-12	80.99	996.96
6:04 PM
	GBP=		GBP / USD SPOT		1.57	1,569.92
1:52 PM
	FC/H3		FCATL MAR 13	1.43	-338,345.86
1:51 PM
782.74	-784,701.75
1:48 PM
	TAO		TAG Oil Ltd.	4.31	431
1:47 PM
	OREX		Orexigen Therapeutics Inc.	5.69	571.92
	2/8/13		500325		RELIANCE	861.3	1,614.83		INR /
10:45 PM		0.02
36.82	3,690.49
12:19 PM
	2/7/13					MB					MEGA BRANDS INC	–	10,080.00
	10:46 AM
10.17	-90
	2/6/13
2:38 PM
10.07	1,007.00
			2/5/13
11:13 AM
4.41	-441
11:09 AM
6.11	-609.84
37.01	-3,693.98
11:02 AM
				2/1/13	Market – Buy MutualFunds	-996.71
6:48 PM
	FF/F3		30DFED JAN 13		99.86	-12,458.89
1,083.75	-10,835.17
-1,572.96
41.46	-327.98
12:15 PM
	1/29/13
12:49 PM
1.49
12:48 PM
			1/28/13	896.95	-1,677.22
10:53 PM
30.94	-31,143.95
10.85	-1,085.00
	1:14 PM
749.41	-75,507.30

http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=LLY

http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=GSK

http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=GSK

http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=BMY

http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=PFE

http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=VNDA

http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=VNDA
http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=GSK

http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=XOM

http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=GOOG

http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=JBLU

http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=LLY
http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=JBLU
http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=JBLU

http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=PHX

http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=PHX
http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=PHX

http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=EXAC

http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=GOOG

http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=TAO

http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=OREX

http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=BMY

http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=JPM

http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=MB

http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=MB
http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=MB
http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=MB
http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=TAO
http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=OREX
http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=BMY
http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=MB
http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=GOOG
http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=XOM
http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=XOM
http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=JPM
http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=BMY
http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=PFE
http://www.stocktrak.com/public/quotes/quotes.aspx?symbol=VNDA

Sheet2

Sheet3

Stocktrak Trading Requirements

You have a 200 trades limit on your account. Please do the following (required) trades in addition to the trades you are executing to generate portfolio wealth.

1. Buy at least one stock from each of the following regions:

i. U.S.

ii. Canada

iii. Latin America

iv. Europe

v. Asia

2. Short a U.S. or Canadian stock

3. Buy or Write a U.S. option (simple)

4. Buy a U.S. Mutual Fund

5. Buy or Short a futures contract, from U.S. and/or Europe, from the i. Interest Rates & Bonds category and from the ii. Other (commodities such as livestock, not Stock Indices or Interest Rates Indices) category.

6. Buy or Short a U.S. Futures Option.

7. Buy a U.S. Bond

8. Buy a U.S. Spot (also called the commodity market or cash market)

Note 1, there are 13 specified trades above.

Note 2, as your broker Stocktrak is domiciled in Atlanta, Georgia, USA and many of the trades are from the U.S. markets the currency may well be USD. Your endowment is CDN $10,000,000 . That is, you will have some foreign exchange rate risk (between the USD/CDN $) and depending on your other investments may have other currency risk in addition to your investment risk.

Note 3, the commissions to make transactions are low cost but nevertheless you do have these expenses.

Note 4, you need to ensure your trades are executed and recorded in your transaction history. There can be delays in transactions being completed as well as remaining in your portfolio long enough to cause you to have some risk exposure.

Good luck, Professor Cox