10-12 page policy analysis paper
Capstone Paper Introduction |
Students will select a specific problem or policy discussed in the Alexander book and discuss the ramifications of the problem/policy within the criminal justice system. The paper should take the form of a problem/policy analysis and should indicate whether the problem is theoretical or practical (applied). Furthermore, students should include, at minimum, answers to the problem including, but not limited to, who, what, when, where, why, and how the problem originated within the criminal justice system as well as how it continues to be a problem. |
1-2 pages |
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Literature Review |
Students are expected to read and review historical and current research on their specific problem; this includes prior studies on the problem selected. |
3-4 pages |
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Criminological Theory |
Students should review criminological theory and ascertain how the problem/policy is rooted in a particular theory. Students should consult the text from Nature and Causes of Crime/Criminological Theory as a starting place. |
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Cases |
Students should review case law to determine the extent to which the problem/policy has been reviewed by the courts and provide a thorough background of the case(s) and the judicial opinion. If the problem/policy has not yet been reviewed by the courts, students should research case precedents that are closely aligned to the problem. |
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Position |
Students must clearly articulate their opinion on the problem/policy and how it should be addressed. A plan of action to support your position is expected. |
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Alternative Positions |
Provide a critique of logical alternatives to dealing with the problem. |
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Critical Reflection |
Using critical thinking and reflection skills, explain how the problem/policy, your position (and alternatives) affect police, courts, and corrections. |
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Conclusion |
Finally, provide a final description of the problem, theory, literature review, position and alternative positions. |
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References |
A detailed References section including a minimum of 15 resources is required. Resources may include professional trade journals, books, peer reviewed publications, and government publications. Wikipedia is not permitted. Internet resources will be limited to EBSCO, NCJRS, BJA, BJS, DOJ, OJJDP, and FirstGov. APA format must be used. Papers with incorrect APA format will be returned with no grade for revision. |
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INSTRUCTIONS FOR WRITING
POLICY POSITION PAPERS
A Guide for the
Fledgling Analyst
Nolan J. Argyle
Valdosta State University
1991
All Rights Reserved
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INSTRUCTIONS FOR WRITING POLICY
POSITION PAPERS
A policy position paper should structure a problem facing a decision-maker or decision-makers. It should
present the basic, relevant information known about the problem, and should conclude with a recommendation. A
position paper should be based upon a clear understanding of the goals decision-makers want to attain–something
that is easier said than done.
Any policy problem, from a decision to use or not use nuclear weapons in a regional conflict to the type of
solid waste disposal plan to adopt in Hahira, Ga. may be addresses in a policy position paper. The nature of the
problem to be addressed and the needs of the decision maker(s) should determine the format of the position paper.
Variations of position papers are staff reports, option papers, etc.; each prepared with the needs of the decision-
maker in mind. No matter what the name of the paper, each should contain certain elements. The basic format of a
position paper is presented below.
Position Paper Format
I. Cover Material
A. Letter of Transmittal
B. Executive Summary
II. Problem History
A. Background of the Problem
B. Current Status of the Problem
C. Importance of the Problem
III. Problem Definition
A. Statement of the Problem
B. Statement of Methodology Used in Analysis
C. Identification of Actors Involved
D. Impact of the Problem
IV. Alternative Solutions/Policies
A. Listing of Alternatives Considered
B. Comparison of Alternatives
C. Constraints, Including Political
V. Recommendations
A. Description of Policy Recommendation(s)
B. Rationale for Recommendations
C. Plan for Implementation
D. Provisions for Monitoring/Evaluation
VI. End Material
A. References
B. Appendices
Each element of a policy position paper may be evaluated through a series of questions. The author should
always ask “is it”–is it clear, is it thorough, etc. Some of the key questions that should be asked for each element
are indicated below.
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Position Paper Checklist
I. Cover Material
A. Letter of Transmittal
Is the letter addressed to all the relevant decision makers? Does it indicate who is to take action, and
when? Does it list all the attached materials?
B. Executive Summary
Does the executive summary describe all the elements of the position paper? Does it describe those
elements in a way that will be understood by all it is addressed to? (Do not assume that everyone knows what an
AWACS is–avoid jargon as much as possible.) Is the summary concise? Is (are) your recommendation(s) clearly
spelled out?
II. Problem History
A. Background of the Problem
Is the problem adequately explained in terms of where it came from and what led to the problem to place it
in context for the decision maker? Are prior efforts to resolve the problem listed and evaluated? Is the significance
of the problem pointed out?
B. Current Status of the Problem
This element relies heavily upon the proper completion of element II A. If that element has been properly
developed, you should now be asking the following types of questions. Is the current status of the problem clearly
indicated? Have the people currently dealing with the problem–and those that should be currently dealing with the
problem–been properly identified?
C. Importance of the Problem
What will happen if the problem is left alone? Why is it important for policy makers to consider the
problem?
III. Problem Definition
A. Statement of the Problem
Is the problem clearly defined, using relevant data? (For example, if the problem is the inability of a
university to play competitive football because of the number of players ruled ineligible under Proposition 48, have
you stated the number of players involved?) Are the cultural or political aspects of the problem included in the
definition?
B. Statement of Methodology Used in Analysis
Are the methodologies used in the analysis clearly identified, along with the rational for selecting those?
(For example: “Input-output analysis was utilized to account for the resources that would be required for a given
alternative.”)
C. Identification of Actors Involved
Are the major stakeholders involved in the problem clearly identified, along with their values and
priorities? Are potential players identified, and their possible impact included in the analysis?
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D. Impact of the Problem
Is the influence of the problem on current, related policy areas explained? Are the potential consequences
of the problem developed?
IV. Alternative Solutions/Policies
A. Listing of the Alternatives Considered
Is the list of alternatives complete? Is there an explanation as to why some alternatives were chosen for
further analysis while others were not?
B. Comparison of Alternatives
Are possible alternatives compared in terms of their benefits and costs? Are spillover effects identified and
factored into the analysis? Are qualitative elements included with quantitative elements?
C. Constraints, Including Political
Are all relevant constraints in terms of technical (state-of-the-art, cost, etc.) taken into account? Has
political feasibility and impact been considered?
V. Recommendations
A. Description of Policy Recommendation(s)
Are all relevant criteria for selecting among alternatives identified? Is the preferred alternative presented
clearly?
B. Rationale for Recommendation(s)
Is adequate justification provided for the selection being made? Does that justification include political, as
well as technical aspects?
C. Plan for Implementation
Are responsibility centers identified? Is the implementation strategy clearly presented? (A Plan Activity
Diagram [PAD] or something similar may be useful here.)
D. Provisions for Monitoring/Evaluation
Does the implementation plan include provisions for monitoring program implementation and for process
and impact evaluation? Are unintended consequences provided for?
VI. End Material
A. References
References in a position paper should normally be brief, using the author-date (APA) format (for example:
Argyle, 1986, p. 12). A bibliography would normally include only those items actually cited in the text.
B. Appendices
Is relevant supporting material presented in a clear manner? Is the source of all material identified?
Name: Title:
CAPSTONE PAPER GRADING RUBRIC (100 POINTS)
FAILING UNACCEPTABLE ACCEPTABLE GOOD EXCEPTIONAL POINTS
1-F 2- D 3-C 4-B 5-A
Introduction Problem selected is not
well-defined– too narrow or
too broad
Problem area is vague or
confusing
Problem area is clearly
identified
Identified problem is
unique; exceeds minimum
level
Identified problem is complex;
original and multi-dimensional
Organization Fails to arrange paper
accordingly and does not
follow
format
Unclear, confusing- paper
does not provide direction
or follow suggested
format
Follows format and
provides description of
problem
Follows format, provides
description of problem,
presents information in an
understandable easy to
follow format
Organizational skills are excellent –
follows format, good chronology of
problem, superior information
presentation and documentation
within paper
Literature
Review
Fails to provide pertinent
information on problem
Literature review defines
problem yet lacks
supportive information on
problem
Literature review provides
basic background and
description of problem
Literature review provides
good depth and breadth
description of problem
Literature review provides excellent
breadth and depth of explanation of
problem.
Theory Fails to apply and explain
the problem
Improper theory
selection/application –
lacks depth
Acceptable standard of
theory
application
Theory selection based
upon sound reasoning –
Theory application goes
beyond minimum – good
Selection of theory shows excellent
ability to apply principles – Theory
application demonstrates depth and
originality
Position Fails to support position in
any manner through the use
of credible research and
uses inappropriate court
case.
Lacks supportive research
– personal opinions
interjected in paper along
with research results and
an unlinked
court case.
Position meets acceptable
level of competence- uses
research to support
position and appropriate
court case.
Position is supported by
good research materials,
extremely relevant court
case and student
explanation of materials.
Position has excellent depth and
quality – uses outstanding reasoning
and informs beyond research and
provides in depth explanation of
relevancy of court case.
Alternative
Positions
Alternative viewpoints are
non-existent or fail to
explain problem
Alternative viewpoints are
unclear or lack acceptable
application
Alternative viewpoints are
acceptable–clearly
explains other
perspectives
Alternative viewpoints are
carefully developed based
on research and
considerate thought
process
Multiple alternative viewpoints are
offered. Viewpoints are carefully
developed based on research, critical
thinking and reflective thought
process.
Critical
Reflection
Ffail to explain overall
content of paper and no
reflection is offered.
Critical reflection and
conclusions are unclear –
lack basis in reasoning and
fail to illuminate key
concepts of paper, while
reflection is minimal.
Acceptable – detailed
conclusions reached based
upon research, reasoning
and critical thinking
through informed
reflection.
Conclusions based upon
sound research and
reasoning while
complementing key facets
of paper through critical
thinking and reflection.
Depth and quality of conclusions
clearly and cogently provide a sound
factual basis for understanding paper
while providing a superior critical
thinking basis for reflection on
problem.
Grammar
Mechanics
Grammar, spelling and
punctuation fails to reflect
quality necessary for degree
seeking BS/BA student-
Student fails
Grammar, spelling and
punctuation is poor, 5-7
mistakes
Grammar, spelling and
punctuation acceptable, 3-
4 mistakes
Grammar, spelling and
punctuation good – 1-2
mistakes
Grammar, spelling and punctuation
exceptional – no mistakes
References Fails to follow APA format
in text and References
section
APA format has more than
5 mistakes
APA format has 3-4
Mistakes
APA format has 1-2
mistakes
Excellent APA format- mistake free
TOTAL
TOTAL X
5.5